Theoretical and Applied Economics
No. 2 / 2006 (497)
Financial Investment Services Regulation
Gabriela Anghelache
Academia de Studii Economice Bucuresti
Academia de Studii Economice Bucuresti
Abstract. This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, the focus is set on the transparency and integrity of the operations. Another aspect is about the free circulation of services and about the role of the clearing fund, being distinguished all the sensitive elements this fund raises.
Keywords: financial investments; prudence; transparency; surveillance; clearing.
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Contents
Marin Dinu
- European Level Test of Romanian Enterprise Governance
Niculae Feleaga
- Investment Patterns on Emerging Stock Markets
Adrian Zoicas-Ienciu
- Public Sector and Europeanization Challenges
Lucica Matei
- Credit Institutions Management Evaluation using Quantitative Methods
Nicolae Dardac
Bogdan Moinescu
- Financial Investment Services Regulation
Gabriela Anghelache
- Local Public Administration Reform. The Romanian Case
Tudorel Andrei
Marius Profiroiu
Mihai Turturean
- Unemployment in Romania. A Retrospective Study
Alina Badulescu
- Sistemic Approach – a Complexity Management Instrument
Vadim Dumitrascu
- Knowledge Society and the Communication Economy in Romania
Mihail Epuran
Alina Almasan
- Demographic Evolution in Romania – Convergence or Peripherisation?
Adriana Veronica Litra
- Macroeconomic Proportions and Corellations
Constantin Anghelache
Alexandru Isaic-Maniu
Constantin Mitrut
Vergil Voineagu
- Romania's Dilemmas in Perspective of EMU Integration
Cristian Socol
Aura Niculescu
